Transition
Are you considering making a move but are a bit intimidated by the transition process?
We understand and we are here to help! We have been transitioning financial professionals since 2000 and we know how to get you prepared and guide you through the process as seamlessly as possible.
Step One
Pre-licensing paperwork submitted for acceptance by Cambridge
Fingerprints, Premier’s Letter of Understanding, U-4, etc.
Registration forms completed
Licensing invoice paid
Once complete, you can start the process of one-on-one training with Premier
Step Two
Forms training
Technology Demos
Cambridge Orientation
Premier Orientation
Review Premier Offerings and Value-Added Opportunities
Discussion of your individual business goals
Step Three
Complete all required registration and compliance forms
Email must be set up for surveillance
Schedule compliance training with Cambridge
Schedule training with Premier
Step Four
Complete compliance training with Cambridge
Complete training with Premier
Begin submitting accounts to transition business
Schedule more trainings as needed.
Step Five
Continue transitioning business
Real-time, in-depth training of all aspects of Cambridge’s Tech systems.
Frequent questions are expected during this period – we’re here to help!
Step Six
Transition update call with Premier staff
Social media/website consultation
Practice management training
Financial planning/retirement plan consultation
Optional software training if needed.
As I planned to move into my own practice, where I started from scratch with no clients, I did a significant amount of research of both RIA and Broker/Dealer business models. After my transition was complete, Bob and Traci coordinated a very valuable training program for me and other new advisors to become familiar with all aspects of practice management and operations. Finally, the ability to interact with the branch’s advisors through conference calls and the annual meetings continues to reinforce that I made the right decision.
Jim H. | Advisor | Bensalem, PA
About Our Broker-Dealer
1776 Pleasant Plain Road
Fairfield, IA 52556-8757
641-472-5100 | 800-777-6080
Premier QUICK LINKs
1011 Mumma Road
Wormleysburg, PA 17043
800-784-2266 | 717-737-2001
Celebrating
over 20 years!
Serving financial professionals since 1999! With a multitude of services to help keep their businesses running smoothly and efficiently, we want our advisors to be able to focus on what’s important, their clients. Let us help with the rest!
Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a broker-dealer member FINRA/SIPC to residents of CT, DC, DE, FL, HI, IL, IN, KY, LA, MA, MD, ME, NC, NH, NJ, NY, OH, PA, RI, SC, TX, VA, VT, WV. Advisory services through Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser. Cambridge and Premier Wealth Management, Inc. are not affiliated.
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800.784.2266 Toll Free | 717.737.2001 Phone | 717.737.3115 Fax | 1011 Mumma Road, Wormleysburg, PA 17043